SEC’s Increased Scrutiny of Employment and Separation Agreements Under the Whistleblower Rule ContinuesPosted on October 19, 2023 By: Jordan M. White Per Rule 21F-17(a) of the Securities Exchange Act of 1934, “No…... Read More
Do Your Severance Agreements Violate Federal Law?Posted on September 30, 2016 By Michelle Wyrick In light of the enforcement positions taken recently by the Securities and…... Read More
SEC Throws Penalty Flag on Bush Tailgate KooziesPosted on November 4, 2015 By Will Gibbons The so-called “SEC Primaries” on March 1, 2016 could have as much…... Read More