Caryn F. Price

REPRESENTATIVE TRANSACTIONS

• Extensive experience in closing New Markets Tax Credit transactions, representing community development entities/allocatees, investors and leveraged lenders.
• Strategic planning and acquisition/sale transactions, including transactions in regulated industries.
• SEC reporting and compliance with securities law and stock exchange listing requirements.
• Corporate governance and executive compensation.
• Investor and public communications and disclosures.
• Bank regulatory compliance.
• Capital raising transactions, including stock offerings and the issuance of trust preferred securities.
• Venture capital transactions, including initial and subsequent equity rounds.

REPRESENTATIVE MATTERS

• Representation of a financial institution allocatee of New Markets Tax Credits in connection with several projects utilizing New Markets Tax Credits including the construction/ expansion of the facilities of a non-profit organization providing services to medically fragile and/or abused children and the construction/renovation of mixed use properties.
• Representation of several regional financial institutions serving as investor and/or lender in connection with leveraged loan New Markets Tax Credit transactions, including the construction of a ballpark stadium and mixed use facility, the refinancing and renovation of a medical office building, and the creation of small business and revolving loan funds.
• Representation of a community bank holding company in its successful defense of a hostile tender offer for its common stock.
• Representation of a specialty coal producer in Eastern Kentucky and Tennessee in connection with its organizational structure, governance, raising debt and equity capital.
• Representation of a web-based publishing company in connection with its organization, private placement of units and commercial bank loans.
• Representation of an energy consulting firm in connection with its recapitalization .
• Representation of a medical device manufacturing company in connection with early stage debt and equity financings by venture capital firms, corporate governance issues and a recapitalization.
• Representation of a community bank holding company in connection with its underwritten public stock offering and its acquisition of another banking institution.
• Representation of a diversified conglomerate in connection with its acquisition of a large fence distributor.