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Professionals

Caryn F. Price

Partner

P 502-562-7231 F 502-589-0309

500 West Jefferson Street
Suite 2800
Louisville, KY 40202

 

250 West Main Street
Suite 1600
Lexington, KY 40507

Caryn Price is a member of the Firm's Corporate & Securities Service Team.  She concentrates her practice in the areas of banking, corporate finance, mergers and acquisitions and securities law. 

Caryn F. Price

Location

500 West Jefferson Street
Suite 2800
Louisville, KY 40202

250 West Main Street
Suite 1600
Lexington, KY 40507

Representative Transactions

  • Extensive experience in closing New Markets Tax Credit transactions, representing community development entities/allocatees, investors and leveraged lenders.
  • Strategic planning and acquisition/sale transactions, including transactions in regulated industries.
  • SEC reporting and compliance with securities law and stock exchange listing requirements.
  • Corporate governance and executive compensation.
  • Investor and public communications and disclosures.
  • Bank regulatory compliance.
  • Capital raising transactions, including stock offerings and the issuance of trust preferred securities.
  • Venture capital transactions, including initial and subsequent equity rounds.

Representative Matters

  • Representation of a financial institution allocatee of New Markets Tax Credits in connection with several projects utilizing New Markets Tax Credits including the construction/ expansion of the facilities of a non-profit organization providing services to medically fragile and/or abused children and the construction/renovation of mixed use properties.
  • Representation of several regional financial institutions serving as investor and/or lender in connection with leveraged loan New Markets Tax Credit transactions, including the construction of a ballpark stadium and mixed use facility, the refinancing and renovation of a medical office building, and the creation of small business and revolving loan funds.
  • Representation of a community bank holding company in its successful defense of a hostile tender offer for its common stock.
  • Representation of a specialty coal producer in Eastern Kentucky and Tennessee in connection with its organizational structure, governance, raising debt and equity capital.
  • Representation of a web-based publishing company in connection with its organization, private placement of units and commercial bank loans.
  • Representation of an energy consulting firm in connection with its recapitalization .
  • Representation of a medical device manufacturing company in connection with early stage debt and equity financings by venture capital firms, corporate governance issues and a recapitalization.
  • Representation of a community bank holding company in connection with its underwritten public stock offering and its acquisition of another banking institution.
  • Representation of a diversified conglomerate in connection with its acquisition of a large fence distributor.

Honors

  

  • Highest Professional Ratings by Martindale-Hubbell Law Directory
  • Woodward/White’s The Best Lawyers in America® in the areas of Banking & Finance Law and Financial Services Regulation Law, 2006-2017

Education

1983 - J.D., Vanderbilt University

1980 - B.A., Transylvania University

Presentations

  • Lectured on banking, corporate and securities law topics

Professional Activities and Memberships

  • Louisville and Kentucky Bar Associations

Admissions

  • Kentucky

Representative Transactions

  • Extensive experience in closing New Markets Tax Credit transactions, representing community development entities/allocatees, investors and leveraged lenders.
  • Strategic planning and acquisition/sale transactions, including transactions in regulated industries.
  • SEC reporting and compliance with securities law and stock exchange listing requirements.
  • Corporate governance and executive compensation.
  • Investor and public communications and disclosures.
  • Bank regulatory compliance.
  • Capital raising transactions, including stock offerings and the issuance of trust preferred securities.
  • Venture capital transactions, including initial and subsequent equity rounds.

Representative Matters

  • Representation of a financial institution allocatee of New Markets Tax Credits in connection with several projects utilizing New Markets Tax Credits including the construction/ expansion of the facilities of a non-profit organization providing services to medically fragile and/or abused children and the construction/renovation of mixed use properties.
  • Representation of several regional financial institutions serving as investor and/or lender in connection with leveraged loan New Markets Tax Credit transactions, including the construction of a ballpark stadium and mixed use facility, the refinancing and renovation of a medical office building, and the creation of small business and revolving loan funds.
  • Representation of a community bank holding company in its successful defense of a hostile tender offer for its common stock.
  • Representation of a specialty coal producer in Eastern Kentucky and Tennessee in connection with its organizational structure, governance, raising debt and equity capital.
  • Representation of a web-based publishing company in connection with its organization, private placement of units and commercial bank loans.
  • Representation of an energy consulting firm in connection with its recapitalization .
  • Representation of a medical device manufacturing company in connection with early stage debt and equity financings by venture capital firms, corporate governance issues and a recapitalization.
  • Representation of a community bank holding company in connection with its underwritten public stock offering and its acquisition of another banking institution.
  • Representation of a diversified conglomerate in connection with its acquisition of a large fence distributor.

Honors

  

  • Highest Professional Ratings by Martindale-Hubbell Law Directory
  • Woodward/White’s The Best Lawyers in America® in the areas of Banking & Finance Law and Financial Services Regulation Law, 2006-2017

Education

1983 - J.D., Vanderbilt University

1980 - B.A., Transylvania University

Presentations

  • Lectured on banking, corporate and securities law topics

Professional Activities and Memberships

  • Louisville and Kentucky Bar Associations

Admissions

  • Kentucky
Caryn F. Price